-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SupKETpnF1WMwkDlJkyIuga4p/dJpdfBKs1yh10JFU8ZKAPWMVfm+y4Su2+8Pr0h SsGm0yKGI1tBJDyIabJvwQ== 0000930413-01-000260.txt : 20010223 0000930413-01-000260.hdr.sgml : 20010223 ACCESSION NUMBER: 0000930413-01-000260 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PATINA OIL & GAS CORP CENTRAL INDEX KEY: 0001006264 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 752629477 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-47499 FILM NUMBER: 1545630 BUSINESS ADDRESS: STREET 1: 1625 BROADWAY STREET 2: STE 2000 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3035928500 MAIL ADDRESS: STREET 1: 777 MAIN ST STREET 2: STE 2500 CITY: FORT WORTH STATE: TX ZIP: 76102 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JP MORGAN PARTNERS SAIC LLC CENTRAL INDEX KEY: 0001015240 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1221 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2128993400 MAIL ADDRESS: STREET 1: 1221 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: CHASE VENTURE CAPITAL ASSOCIATES L P DATE OF NAME CHANGE: 19960523 SC 13G 1 0001.txt SCHEDULE 13G ---------------------------- OMB APPROVAL ---------------------------- OMB Number: 3235-0145 Expires: August 31, 1999 Estimated average burden hours per response......14.90 ----------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. ____)* Patina Oil & Gas Corporation ______________________________________________ (Name of Issuer) Common Stock ______________________________________________ (Title of Class of Securities) 703224105 ______________________________________________ (CUSIP Number) January 1, 2001 ______________________________________________ (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [X] Rule 13d-1(c) [_] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. Page 1 of 12 pages SCHEDULE 13G ------------ ISSUER: Patina Oil & Gas Corporation CUSIP NO.: 703224105 - ------ ---------- ________________________________________________________________________________ 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). J.P. Morgan Partners (SBIC), LLC (formerly known as Chase Venture Capital Associates, LLC) 13-337-6808 ________________________________________________________________________________ 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a)................................................................. (b)................................................................. ________________________________________________________________________________ 3. SEC Use Only ________________________________________________________________________________ 4. Citizenship or Place of Organization Delaware .......................... ________________________________________________________________________________ Number of Shares 5. Sole Voting Power 1,866,890 Beneficially ......................... Owned by Each _____________________________________________________ Reporting Person 6. Shared Voting Power ......................... With: _____________________________________________________ 7. Sole Dispositive Power 1,866,890 .......................... _____________________________________________________ 8. Shared Dispositive Power.......................... ________________________________________________________________________________ 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,866,890 .............. 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) .............. 11. Percent of Class Represented by Amount in Row (9) 9.2% .............. ________________________________________________________________________________ 12. Type of Reporting Person (See Instructions) ________________________________________________________________________________ CO ................................................................................ ................................................................................ ................................................................................ ................................................................................ ................................................................................ ................................................................................ ________________________________________________________________________________ Page 2 of 12 pages SEC 1745 (3-98) SCHEDULE 13G ------------ ISSUER: Patina Oil & Gas Corporation CUSIP NO.: 703224105 - ------ ---------- PRELIMINARY NOTE: The information contained in this Schedule 13G has previously appeared in a Schedule 13D and is being amended to reflect a change in the name and controlling persons of the Reporting Person. Item 1. (a) NAME OF ISSUER: ----------------------- Patina Oil & Gas Corporation (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: ------------------------------------------------- 1625 Broadway Denver, CO 80202 ITEM 2. (a) NAME OF PERSON FILING: ------------------------------ J.P. Morgan Partners (SBIC), LLC Supplemental information relating to the ownership and control of the person filing this statement is included in Exhibit 2(a) attached hereto. (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: ----------- 1221 Avenue of the Americas New York, New York 10020 (c) CITIZENSHIP: ------------ Delaware (d) TITLE OF CLASS OF SECURITIES (OF ISSUER): ----------------------------------------- Common Stock (e) CUSIP NUMBER: ------------- 703224105 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SS. SS. 240. 13d-1(b) OR 240. 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: Not applicable. ITEM 4. OWNERSHIP (a) Amount Beneficially Owned: -------------------------- 1,866,890 Page 3 of 12 pages SCHEDULE 13G ------------ ISSUER: Patina Oil & Gas Corporation CUSIP NO.: 703224105 - ------ ---------- (b) PERCENT OF CLASS: ------------------------- 9.2% (as of December 31, 2000) (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: ---------------------------------------------- (i) 1,866,890 (ii) Not applicable. (iii) 1,866,890 (iv) Not applicable. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable. ITEM 10. CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 4 of 12 pages SCHEDULE 13G ------------ ISSUER: Patina Oil & Gas Corporation CUSIP NO.: 703224105 - ------ ---------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 2001 J.P. MORGAN PARTNERS (SBIC), LLC By: /s/ Jeffrey C. Walker ------------------------- Name: Jeffrey C. Walker Title: President Page 5 of 12 pages SCHEDULE 13G ------------ ISSUER: Patina Oil & Gas Corporation CUSIP NO.: 703224105 - ------ ---------- EXHIBIT 2(a) ------------ This statement is being filed by J.P. Morgan Partners (SBIC), LLC (formerly known as Chase Venture Capital Associates, LLC), a Delaware limited liability company (hereinafter referred to as "JPMP (SBIC)"), whose principal business office is located at 1221 Avenue of the Americas, New York, New York 10020. JPMP (SBIC) is engaged in the venture capital and leveraged buyout business. Set forth in Schedule A hereto and incorporated herein by reference are the names, business address and employments of each executive officer and director of JPMP (SBIC). JPMP (SBIC) is a wholly owned subsidiary of J.P. Morgan Partners (BHCA), L.P. (formerly known as Chase Equity Associates, L.P.), a Delaware limited partnership (hereinafter referred to as "JPMP (BHCA)"), whose principal business office is located at the same address as JPMP (SBIC). JPMP (BHCA) is also engaged in the venture capital and leveraged buyout business. The general partner of JPMP (BHCA) is JPMP Master Fund Manager, L.P. (formerly known as Chase Capital Partners, a New York general partnership), a Delaware limited partnership (hereinafter referred to as "JPMP Master Fund"), whose principal business office is located at the same address as JPMP (SBIC), and is also directly or indirectly (through affiliates) engaged in the venture capital and leveraged buyout business. The general partner of JPMP Master Fund is JPMP Capital Corp. (formerly known as Chase Capital Corporation), a New York corporation (hereinafter referred to as "JPMP Capital Corp."), whose principal business office is located at the same address as JPMP (SBIC), and is also engaged in the venture capital and leveraged buyout business. Set forth in Schedule B hereto and incorporated herein by reference are the names, business addresses, principal occupations and employments of each executive officer and director of JPMP Capital Corp. JPMP Capital Corp. is a wholly owned subsidiary of J.P. Morgan Chase & Co. (formerly known as The Chase Manhattan Corporation), a Delaware corporation (hereinafter referred to as "JP Morgan Chase") which is engaged (primarily through subsidiaries) in the commercial banking business with its principal office located at 270 Park Avenue, New York, New York 10017. Set forth in Schedule C hereto and incorporated herein by reference are the names, business addresses, principal occupations and employments of each executive officer and director of JP Morgan Chase. Page 6 of 12 pages SCHEDULE 13G ------------ ISSUER: Patina Oil & Gas Corporation CUSIP NO.: 703224105 - ------ ---------- SCHEDULE A ---------- J.P. MORGAN PARTNERS (SBIC), LLC --------------------------------- EXECUTIVE OFFICERS(1) --------------------- President Jeffrey C. Walker* Executive Vice President Mitchell J. Blutt, M.D.* Executive Vice President Arnold L. Chavkin* Executive Vice President John M.B. O'Connor* Managing Director John R. Baron* Managing Director Christopher C. Behrens* Managing Director David S. Britts* Managing Director Rodney A. Ferguson* Managing Director David Gilbert* Managing Director Evan Graf* Managing Director Eric A. Green* Managing Director Michael R. Hannon* Managing Director Donald J. Hofmann, Jr. * Managing Director W. Brett Ingersoll* Managing Director Alfredo Irigoin* Managing Director Andrew Kahn* Managing Director Jonathan R. Lynch* Managing Director Jonathan Meggs* Managing Director Thomas G. Mendell* Managing Director Stephen P. Murray* Managing Director Joao Neiva de Figueiredo, Ph.D. * Managing Director Timothy Purcell* Managing Director Thomas Quinn* Managing Director Peter Reilly* Managing Director Robert R. Ruggiero, Jr. * Managing Director Susan L. Segal* Managing Director Kelly Shackelford* Managing Director Shahan D. Soghikian* Managing Director Georg Stratenwerth* Managing Director Lindsay Stuart* Managing Director Patrick J. Sullivan* Managing Director Charles R. Walker* Managing Director Timothy J. Walsh* Managing Director Richard D. Waters, Jr. * Managing Director Damion E. Wicker, M.D. * Managing Director Eric R. Wilkinson* Senior Vice President Marcia Bateson* Vice President and Treasurer Elisa R. Stein* Secretary Anthony J. Horan** Assistant Secretary Robert C. Caroll** Assistant Secretary Denise G. Connors** - ----------------------- (1) Each of whom is a United States citizen except for Messrs. Britts, Irigoin, Meggs, Neiva de Figueiredo, Soghikian, Stratenwerth and Stuart. * Principal occupation is employee and/or partner of J.P. Morgan Partners, LLC. Business address is c/o J.P. Morgan Partners, LLC, 1221 Avenue of the Americas, New York, New York 10020. ** Principal occupation is employee or officer of J.P. Morgan Chase & Co. Business address is c/o J.P. Morgan Chase & Co., 270 Park Avenue, New York, New York 10017. Page 7 of 12 pages SCHEDULE 13G ------------ ISSUER: Patina Oil & Gas Corporation CUSIP NO.: 703224105 - ------ ---------- DIRECTORS(1) ------------ Jeffrey C. Walker* - -------------------- (1) Each of whom is a United States citizen except for Messrs. Britts, Irigoin, Meggs, Neiva de Figueiredo, Soghikian, Stratenwerth and Stuart. * Principal occupation is employee and/or partner of J.P. Morgan Partners, LLC. Business address is c/o J.P. Morgan Partners, LLC, 1221 Avenue of the Americas, New York, New York 10020. ** Principal occupation is employee or officer of J.P. Morgan Chase & Co. Business address is c/o J.P. Morgan Chase & Co., 270 Park Avenue, New York, New York 10017. Page 8 of 12 pages SCHEDULE 13G ------------ ISSUER: Patina Oil & Gas Corporation CUSIP NO.: 703224105 - ------ ---------- SCHEDULE B ---------- JPMP CAPITAL CORP. ------------------ EXECUTIVE OFFICERS(1) --------------------- Chief Executive Officer William B. Harris** President Jeffrey C. Walker* Executive Vice President Mitchell J. Blutt, M.D.* Executive Vice President Arnold L. Chavkin* Executive Vice President John M.B. O'Connor* Managing Director John R. Baron* Managing Director Christopher C. Behrens* Managing Director David S. Britts* Managing Director Rodney A. Ferguson* Managing Director David Gilbert* Managing Director Evan Graf* Managing Director Eric A. Green* Managing Director Michael R. Hannon* Managing Director Donald J. Hofmann, Jr.* Managing Director Alfredo Irigoin* Managing Director W. Brett Ingersoll* Managing Director Andrew Kahn* Managing Director Jonathan R. Lynch* Managing Director Jonathan Meggs* Managing Director Thomas G. Mendell* Managing Director Stephen P. Murray* Managing Director Joao Neiva de Figueiredo, Ph.D.* Managing Director Timothy Purcell* Managing Director Thomas Quinn* Managing Director Peter Reilly* Managing Director Robert R. Ruggiero, Jr.* Managing Director Susan L. Segal* Managing Director Shahan D. Soghikian* Managing Director Georg Stratenwerth* Managing Director Lindsay Stuart* Managing Director Patrick J. Sullivan* Managing Director Kelly Shackelford* Managing Director Charles R. Walker* Managing Director Timothy J. Walsh* Managing Director Richard D. Waters, Jr.* Managing Director Damion E. Wicker, M.D.* Managing Director Eric R. Wilkinson* Senior Vice President Marcia Bateson* Vice President and Treasurer Elisa R. Stein* Secretary Anthony J. Horan** Assistant Secretary Robert C. Carroll** Assistant Secretary Denise G. Connors** - -------------------- (1) Each of whom is a United States citizen except for Messrs. Britts, Irigoin, Meggs, Neiva de Figueiredo, Soghikian, Stratenwerth and Stuart. * Principal occupation is employee and/or partner of J.P. Morgan Partners, LLC. Business address is c/o J.P. Morgan Partners, LLC, 1221 Avenue of the Americas, New York, New York 10020. ** Principal occupation is employee or officer of J.P. Morgan Chase & Co. Business address is c/o J.P. Morgan Chase & Co., 270 Park Avenue, New York, New York 10017. Page 9 of 12 pages SCHEDULE 13G ------------ ISSUER: Patina Oil & Gas Corporation CUSIP NO.: 703224105 - ------ ---------- DIRECTORS(1) ------------ William B. Harrison** Jeffrey C. Walker* - -------------------- (1) Each of whom is a United States citizen except for Messrs. Britts, Irigoin, Meggs, Neiva de Figueiredo, Soghikian, Stratenwerth and Stuart. * Principal occupation is employee and/or partner of J.P. Morgan Partners, LLC. Business address is c/o J.P. Morgan Partners, LLC, 1221 Avenue of the Americas, New York, New York 10020. ** Principal occupation is employee or officer of J.P. Morgan Chase & Co. Business address is c/o J.P. Morgan Chase & Co., 270 Park Avenue, New York, New York 10017. Page 10 of 12 pages SCHEDULE 13G ------------ ISSUER: Patina Oil & Gas Corporation CUSIP NO.: 703224105 - ------ ---------- SCHEDULE C ---------- J.P. MORGAN CHASE & CO. ----------------------- Executive Officers(1) --------------------- Chairman of the Board Douglas A. Warner, III* President and Chief Executive Officer William B. Harrison Jr. * Vice Chairman Geoffrey T. Boisi* Vice Chairman David A. Coulter* Managing Director Ramon de Oliveira* Director of Human Resources John J. Farrell* Vice Chairman Walter A. Gubert* Managing Director Thomas B. Ketchum* Director of Corporate Marketing and Communications Frederick W. Hill* Vice Chairman Donald H. Layton* Vice Chairman James B. Lee Jr. * General Counsel William H. McDavid* Vice Chairman Marc J. Shapiro* Managing Partner Jeffrey C. Walker** DIRECTORS(1) ------------ PRINCIPAL OCCUPATION OR EMPLOYMENT; NAME BUSINESS OR RESIDENCE ADDRESS - -------------------------------------------------------------------------------- Hans W. Becherer Chairman of the Board Chief Executive Officer Deere & Company One John Deere Place Moline, IL 61265 - ------------------------------------------------------------------------------- Riley P. Bechtel Chairman and Chief Executive Officer Bechtel Group, Inc. P.O. Box 193965 San Francisco, CA 94119-3965 - ------------------------------------------------------------------------------- Frank A. Bennack, Jr. President and Chief Executive Officer The Hearst Corporation 959 Eighth Avenue New York, New York 10019 - ------------------------------------------------------------------------------- Lawrence A. Bossidy Chairman of the Board Honeywell International P.O. Box 3000 Morristown, NJ 07962-2245 - -------------------------------------------------------------------------------- - -------------------- (1) Each of whom is a United States citizen. * Principal occupation is executive officer and/or employee of J.P. Morgan Chase & Co. Business address is c/o J.P. Morgan Chase & Co., 270 Park Avenue, New York, New York 10017. ** Principal occupation is managing partner of J.P. Morgan Partners, LLC. Business address is c/o J.P. Morgan Partners, LLC, 1221 Avenue of the Americas New York, New York 10020. Page 11 of 12 pages SCHEDULE 13G ------------ ISSUER: Patina Oil & Gas Corporation CUSIP NO.: 703224105 - ------ ---------- NAME PRINCIPAL OCCUPATION OR EMPLOYMENT; BUSINESS OR RESIDENCE ADDRESS - -------------------------------------------------------------------------------- M. Anthony Burns Chairman of the Board and Chief Executive Officer Ryder System, Inc. 3600 N.W. 82nd Avenue Miami, Florida 33166 - -------------------------------------------------------------------------------- H. Laurence Fuller Co-Chairman BP Amoco p.l.c. 1111 Warrenville Road, Suite 25 Chicago, Illinois 60563 - ------------------------------------------------------------------------------- Ellen V. Furter President American Museum of Natural History Central Park West at 79th Street New York, NY 10024 - ------------------------------------------------------------------------------- William H. Gray, III President and Chief Executive Officer The College Fund/UNCF 9860 Willow Oaks Corporate Drive P.O. Box 10444 Fairfax, Virginia 22031 - ------------------------------------------------------------------------------- William B. Harrison, Jr. President and Chief Executive Officer The Chase Manhattan Corporation 270 Park Avenue, 8th Floor New York, New York 10017-2070 - ------------------------------------------------------------------------------- Helene L. Kaplan Of Counsel Skadden, Arps, Slate, Meagher & Flom LLP 919 Third Avenue - Room 29-72 New York, New York 10022 - ------------------------------------------------------------------------------- Lee R. Raymond Chairman of the Board and Chief Executive Officer Exxon Mobil Corporation 5959 Las Colinas Boulevard Irving, TX 75039-2298 - -------------------------------------------------------------------------------- John R. Stafford Chairman, President and Chief Executive Officer American Home Products Corporation 5 Giralda Farms Madison, New Jersey 07940 - -------------------------------------------------------------------------------- Lloyd D. Ward Former Chairman of Board and Chief Executive Officer of Maytag 13338 Lakeshore Drive Clive, Iowa 50325 - -------------------------------------------------------------------------------- Douglas A. Warner III Chairman of the Board J.P. Morgan Chase & Co. 270 Park Avenue New York, New York 10017 - ------------------------------------------------------------------------------- Marina v.N. Whitman Professor of Business Administration and Public Policy The University of Michigan School of Public Policy 411 Lorch Hall, 611 Tappan Street Ann Arbor, MI 48109-1220 - -------------------------------------------------------------------------------- Page 12 of 12 pages -----END PRIVACY-ENHANCED MESSAGE-----